Broker Fined
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Credit 5% Profit To Investor Fund: Sebi To Depositories
The Securities and Exchange Board of India (Sebi) on Tuesday asked depositories to credit 5 per cent of their annual profits as also the fines collected by them from brokers and other entities in an investor protection fund (IPF), which can be used for investors' education and awareness programmes.
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Sebi Slaps Rs 30-Lakh Fine on Anand Rathi Share
Capital markets regulator Sebi on Friday imposed a penalty of Rs 30 lakh on Anand Rathi Share & Stock Brokers for violating norms with regard to transfer of client's money from equity broking to commodity broking unit.
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Indian-origin realty broker fined one million pounds in UK
In the biggest ever penalty on an individual trader, the UK financial sector regulator, Financial Conduct Authority (FCA) on Wednesday imposed a fine of nearly one million pounds on an Indian-origin realty broker for fraudulent sale and renting of homes.
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Credit 5% Profit To Investor Fund: Sebi To Depositories
The Securities and Exchange Board of India (Sebi) on Tuesday asked depositories to credit 5 per cent of their annual profits as also the fines collected by them from brokers and other entities in an investor protection fund (IPF), which can be used for investors' education and awareness programmes.
-
Sebi Slaps Rs 30-Lakh Fine on Anand Rathi Share
Capital markets regulator Sebi on Friday imposed a penalty of Rs 30 lakh on Anand Rathi Share & Stock Brokers for violating norms with regard to transfer of client's money from equity broking to commodity broking unit.
-
Indian-origin realty broker fined one million pounds in UK
In the biggest ever penalty on an individual trader, the UK financial sector regulator, Financial Conduct Authority (FCA) on Wednesday imposed a fine of nearly one million pounds on an Indian-origin realty broker for fraudulent sale and renting of homes.
