Securities And Commodities Violations
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Binance Files for Protective Order Against SEC, Seeks to Limit Regulator's Request for Information
Crypto exchange Binance late on Monday filed for a protective court order against the US Securities and Exchange Commission, saying the regulator's requests for information were "overbroad" and "unduly burdensome."
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Three Arrows Capital Said to Face Probes by US SEC, CFTC Over Investor Conduct Violations
Three Arrows Capital is facing probes by the US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). The agencies are investigating whether 3AC violated certain rules around investor conduct.
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Dell to pay $100 million to settle fraud case
Dell and several of its executives, including its founder, Michael S. Dell, agreed Thursday to pay more than $100 million in penalties to settle charges of disclosure accounting fraud filed by the Securities and Exchange Commission. The S.E.C. had accused Dell of misleading investors by using money the company received from the chip maker Intel&nbs...
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Binance Files for Protective Order Against SEC, Seeks to Limit Regulator's Request for Information
Crypto exchange Binance late on Monday filed for a protective court order against the US Securities and Exchange Commission, saying the regulator's requests for information were "overbroad" and "unduly burdensome."
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Three Arrows Capital Said to Face Probes by US SEC, CFTC Over Investor Conduct Violations
Three Arrows Capital is facing probes by the US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). The agencies are investigating whether 3AC violated certain rules around investor conduct.
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Dell to pay $100 million to settle fraud case
Dell and several of its executives, including its founder, Michael S. Dell, agreed Thursday to pay more than $100 million in penalties to settle charges of disclosure accounting fraud filed by the Securities and Exchange Commission. The S.E.C. had accused Dell of misleading investors by using money the company received from the chip maker Intel&nbs...
